Introduction to RIA Certification Send Inquiry | Register

What is Registered Investment Adviser (RIA) Certification Examination?

Investment Adviser Certification Examination: Level 1 and Level 2 are the examinations specified by NISM to be the requisite standard for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

The SEBI IA Regulations will ensure relative uniformity and appropriate disclosures for IA and is expected to provide greater transparency to investors.

Why Investment Adviser Certification Examination?

The career of investment advisors comes with great demand. They are the professional that provides exclusive assistance to the clients when the main area of concern is related with the financial matters. Whether it is related to retirement planning, insurance options or investment strategies, investment advisors are there to solve any type of problems related with monetary issues. If you are planning to pursue your career as an investment advisor, you need to obtain proper registration certification that will facilitate you to work as an investment advisor. And according the recent regulations, the willing candidates need to apply for the registration under the regulations of SEBI (Investment Advisers) Regulations, 2013